How does AFCA treat non-disclosure in life insurance applications? Fiona Halsey and Mark Halsey of Halsey Legal discuss a recent ...

ASIC’s powers include requiring a person to attend an interview to answer questions on oath or affirmation. This typically occurs ...

Legal professional privilege protects confidential communications between a lawyer and a client for the dominant purpose of obtaining legal advice ...

Successfully dealing with an ASIC investigation or enquiry starts well before the first contact by ASIC. We discuss the initial ...

Relying on information from clients, accountants or other third parties.

Australian Financial Complaints Authority (AFCA) - COVID-19 Relief Measures

Why version control is so important

6 simple questions to check that your representative agreements are up-to-date.

There are fundamental differences in the obligations of service providers to retail and wholesale clients. However, there are many common ...